Declaration |
Sr. No. | Particular | Yes/No | Promoter and Promoter Group | Public shareholder | Non Promoter- Non Public |
1 | Whether the Listed Entity has issued any partly paid up shares? | No | No | No | No |
2 | Whether the Listed Entity has issued any Convertible Securities ? | No | No | No | No |
3 | Whether the Listed Entity has issued any Warrants ? | No | No | No | No |
4 | Whether the Listed Entity has any shares against which depository receipts are issued? | No | No | No | No |
5 | Whether the Listed Entity has any shares in locked-in? | No | No | No | No |
6 | Whether any shares held by promoters are pledge or otherwise encumbered? | No | No | |
7 | Whether company has equity shares with differential voting rights? | No | No | No | No |
8 | Whether the listed entity has any significant beneficial owner? | Yes | | | |
Table I - Summary Statement holding of specified securities |
Category
(I) | Category of shareholder
(II) | Nos. Of shareholders
(III) | No. of fully paid up equity shares held
(IV) | No. Of Partly paid-up equity shares held
(V) | No. Of shares underlying Depository Receipts
(VI) | Total nos. shares
held
(VII) = (IV)+(V)+ (VI) | Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)
(VIII)
As a % of (A+B+C2) | Number of Voting Rights
held in each class of
securities
(IX) |
No of Voting (XIV) Rights | Total as a % of
(A+B+C) |
Class
eg:
X | Class
eg:y | Total |
(A) | Promoter & Promoter Group | 4 | 11349179 | | | 11349179 | 65.63 | 11349179 | | 11349179 | 65.63 |
(B) | Public | 8599 | 5942517 | | | 5942517 | 34.37 | 5942517 | | 5942517 | 34.37 |
(C) | Non Promoter- Non Public | | | | | | | | | | |
(C1) | Shares underlying DRs | | | | | | | | | | |
(C2) | Shares held by Employee Trusts | | | | | | | | | | |
| Total | 8603 | 17291696 | | | 17291696 | 100 | 17291696 | | 17291696 | 100 |
Table I - Summary Statement holding of specified securities |
Category
(I) | Category of shareholder
(II) | No. Of Shares Underlying Outstanding convertible securities
(X) | No. of Shares Underlying Outstanding Warrants (Xi) | No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a) | Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2) | Number of Locked in shares
(XII) | Number of Shares pledged or otherwise encumbered
(XIII) | Number of equity shares held in dematerialized form
(XIV) | Sub-categorization of shares |
No.
(a) | As a % of total Shares held
(b) | No.
(a) | As a % of total Shares held
(b) | Sub-category (i) | Sub-category (ii) | Sub-category (iii) |
(A) | Promoter & Promoter Group | | | | 65.63 | | | | | 11349179 | | | |
(B) | Public | | | | 34.37 | | | | | 5942517 | 0 | 0 | 0 |
(C) | Non Promoter- Non Public | | | | | | | | | | | | |
(C1) | Shares underlying DRs | | | | | | | | | | | | |
(C2) | Shares held by Employee Trusts | | | | | | | | | | | | |
| Total | | | | 100 | | | | | 17291696 | 0 | 0 | 0 |
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group |
Sr. | Category & Name
of the
Shareholders
(I) | Nos. Of shareholders
(III) | No. of fully paid up equity shares held
(IV) | No. Of Partly paid-up equity shares held
(V) | No. Of shares underlying Depository Receipts
(VI) | Total nos. shares
held
(VII) = (IV)+(V)+ (VI) | Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)
(VIII)
As a % of (A+B+C2) | Number of Voting Rights held in each class of securities
(IX) |
No of Voting (XIV)
Rights | Total as
a % of
Total
Voting
rights |
Class
eg:
X | Class
eg:y | Total |
A | Table II - Statement showing shareholding pattern of the Promoter and Promoter Group |
(1) | Indian |
(a) | Individuals/Hindu undivided Family | 2 | 50194 | | | 50194 | 0.29 | 50194 | | 50194 | 0.29 |
Sub-Total (A)(1) | | 2 | 50194 | | | 50194 | 0.29 | 50194 | | 50194 | 0.29 |
(2) | Foreign |
(a) | Individuals (NonResident Individuals/ Foreign Individuals) | 1 | 4053040 | | | 4053040 | 23.44 | 4053040 | | 4053040 | 23.44 |
(e) | Any Other (specify) | 1 | 7245945 | | | 7245945 | 41.9 | 7245945 | | 7245945 | 41.9 |
Sub-Total (A)(2) | | 2 | 11298985 | | | 11298985 | 65.34 | 11298985 | | 11298985 | 65.34 |
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) | | 4 | 11349179 | | | 11349179 | 65.63 | 11349179 | | 11349179 | 65.63 |
B | Table III - Statement showing shareholding pattern of the Public shareholder |
(1) | Institutions (Domestic) |
(a) | Mutual Funds | 4 | 292 | | | 292 | 0 | 292 | | 292 | 0 |
(d) | Banks | 2 | 119 | | | 119 | 0 | 119 | | 119 | 0 |
(e) | Insurance Companies | 1 | 37507 | | | 37507 | 0.22 | 37507 | | 37507 | 0.22 |
(i) | NBFCs registered with RBI | 1 | 150 | | | 150 | 0 | 150 | | 150 | 0 |
Sub-Total (B)(1) | | 8 | 38068 | | | 38068 | 0.22 | 38068 | | 38068 | 0.22 |
(2) | Institutions (Foreign) |
(d) | Foreign Portfolio Investors Category I | 2 | 30340 | | | 30340 | 0.18 | 30340 | | 30340 | 0.18 |
(g) | Any Other (specify) | 1 | 51 | | | 51 | 0 | 51 | | 51 | 0 |
Sub-Total (B)(2) | | 3 | 30391 | | | 30391 | 0.18 | 30391 | | 30391 | 0.18 |
(3) | Central Government / State Government(s) |
(c) | Shareholding by Companies or Bodies Corporate where Central / State Government is a promoter | 1 | 397 | | | 397 | 0 | 397 | | 397 | 0 |
Sub-Total (B)(3) | | 1 | 397 | | | 397 | 0 | 397 | | 397 | 0 |
(4) | Non-institutions |
(f) | Investor Education and Protection Fund (IEPF) | 1 | 227530 | | | 227530 | 1.32 | 227530 | | 227530 | 1.32 |
(g) | Resident Individuals holding nominal share capital up to Rs. 2 lakhs | 8094 | 1533947 | | | 1533947 | 8.87 | 1533947 | | 1533947 | 8.87 |
(h) | Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs | 14 | 1082706 | | | 1082706 | 6.26 | 1082706 | | 1082706 | 6.26 |
(i) | Non Resident Indians (NRIs) | 205 | 94714 | | | 94714 | 0.55 | 94714 | | 94714 | 0.55 |
(k) | Foreign Companies | 1 | 19401 | | | 19401 | 0.11 | 19401 | | 19401 | 0.11 |
(l) | Bodies Corporate | 92 | 2170289 | | | 2170289 | 12.55 | 2170289 | | 2170289 | 12.55 |
(m) | Any Other (specify) | 180 | 745074 | | | 745074 | 4.31 | 745074 | | 745074 | 4.31 |
Sub-Total (B)(4) | | 8587 | 5873661 | | | 5873661 | 33.97 | 5873661 | | 5873661 | 33.97 |
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4) | | 8599 | 5942517 | | | 5942517 | 34.37 | 5942517 | | 5942517 | 34.37 |
C | Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder |
Total ( A+B+C2 ) | | 8603 | 17291696 | | | 17291696 | 100 | 17291696 | | 17291696 | 100 |
Total (A+B+C ) | | 8603 | 17291696 | | | 17291696 | 100 | 17291696 | | 17291696 | 100 |
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group |
Sr. | No. Of Shares Underlying Outstanding convertible securities
(X) | No. of Shares Underlying Outstanding Warrants (Xi) | No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a) | Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2) | Number of Locked in shares
(XII) | Number of Shares pledged or otherwise encumbered
(XIII) | Number of equity shares held in dematerialized form
(XIV) | Sub-categorization of shares |
No.
(a) | As a % of total Shares held
(b) | No.
(a) | As a % of total Shares held
(b) | Sub-category (i) | Sub-category (ii) | Sub-category (iii) |
A | Table II - Statement showing shareholding pattern of the Promoter and Promoter Group |
(1) | Indian |
(a) | | | | 0.29 | | | | | 50194 |
Sub-Total (A)(1) | | | | 0.29 | | | | | 50194 |
(2) | Foreign |
(a) | | | | 23.44 | | | | | 4053040 |
(e) | | | | 41.9 | | | | | 7245945 |
Sub-Total (A)(2) | | | | 65.34 | | | | | 11298985 |
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) | | | | 65.63 | | | | | 11349179 |
B | Table III - Statement showing shareholding pattern of the Public shareholder |
(1) | Institutions (Domestic) |
(a) | | | | 0 | | | | | 292 | 0 | 0 | 0 |
(d) | | | | 0 | | | | | 119 | 0 | 0 | 0 |
(e) | | | | 0.22 | | | | | 37507 | 0 | 0 | 0 |
(i) | | | | 0 | | | | | 150 | 0 | 0 | 0 |
Sub-Total (B)(1) | | | | 0.22 | | | | | 38068 | 0 | 0 | 0 |
(2) | Institutions (Foreign) |
(d) | | | | 0.18 | | | | | 30340 | 0 | 0 | 0 |
(g) | | | | 0 | | | | | 51 | 0 | 0 | 0 |
Sub-Total (B)(2) | | | | 0.18 | | | | | 30391 | 0 | 0 | 0 |
(3) | Central Government / State Government(s) |
(c) | | | | 0 | | | | | 397 | 0 | 0 | 0 |
Sub-Total (B)(3) | | | | 0 | | | | | 397 | 0 | 0 | 0 |
(4) | Non-institutions |
(f) | | | | 1.32 | | | | | 227530 | 0 | 0 | 0 |
(g) | | | | 8.87 | | | | | 1533947 | 0 | 0 | 0 |
(h) | | | | 6.26 | | | | | 1082706 | 0 | 0 | 0 |
(i) | | | | 0.55 | | | | | 94714 | 0 | 0 | 0 |
(k) | | | | 0.11 | | | | | 19401 | 0 | 0 | 0 |
(l) | | | | 12.55 | | | | | 2170289 | 0 | 0 | 0 |
(m) | | | | 4.31 | | | | | 745074 | 0 | 0 | 0 |
Sub-Total (B)(4) | | | | 33.97 | | | | | 5873661 | 0 | 0 | 0 |
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4) | | | | 34.37 | | | | | 5942517 | 0 | 0 | 0 |
C | Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder |
Total ( A+B+C2 ) | | | | 100 | | | | | 17291696 |
Total (A+B+C ) | | | | 100 | | | | | 17291696 |
Disclosure of notes on shareholding pattern | Textual Information(1) | |
Individuals/Hindu undivided Family |
Searial No. | 1 | 2 | |
Name
of the
Shareholders
(I) | Umesh Saraf | Arun Kumar Saraf | Click here to go back |
PAN
(II) | ABHPS6562P | ACTPS6880M | Total |
No. of fully paid up equity shares held
(IV) | 37096 | 13098 | 50194 |
No. Of Partly paid-up equity shares held
(V) | | | |
No. Of shares underlying Depository Receipts
(VI) | | | |
Total nos. shares
held
(VII) = (IV)+(V)+ (VI) | 37096 | 13098 | 50194 |
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)
(VIII)
As a % of (A+B+C2) | 0.21 | 0.08 | 0.29 |
Number of Voting Rights held in each class of securities
(IX) |
Class
eg:X | 37096 | 13098 | 50194 |
Class
eg:y | | | |
Total | 37096 | 13098 | 50194 |
Total as
a % of
Total
Voting
rights | 0.21 | 0.08 | 0.29 |
No. Of Shares Underlying Outstanding convertible securities
(X) | | | |
No. of Shares Underlying Outstanding Warrants (Xi) | | | |
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a) | | | |
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)
(XI)= (VII)+(Xi)(a)
As a % of (A+B+C2) | 0.21 | 0.08 | 0.29 |
Number of Locked in shares
(XII) |
No.
(a) | | | |
As a % of total Shares held
(b) | | | |
Number of Shares pledged or otherwise encumbered
(XIII) |
No.
(a) | | | |
As a % of total Shares held
(b) | | | |
Number of equity shares held in dematerialized form
(XIV) | 37096 | 13098 | 50194 |
Reason for not providing PAN |
Reason for not providing PAN | | | |
Shareholder type | Promoter | Promoter | |
Individuals (NonResident Individuals/ Foreign Individuals) |
Searial No. | 1 | |
Name
of the
Shareholders
(I) | Ratna Saraf | Click here to go back |
PAN
(II) | BKNPS0079K | Total |
No. of fully paid up equity shares held
(IV) | 4053040 | 4053040 |
No. Of Partly paid-up equity shares held
(V) | | |
No. Of shares underlying Depository Receipts
(VI) | | |
Total nos. shares
held
(VII) = (IV)+(V)+ (VI) | 4053040 | 4053040 |
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)
(VIII)
As a % of (A+B+C2) | 23.44 | 23.44 |
Number of Voting Rights held in each class of securities
(IX) |
Class
eg:
X | 4053040 | 4053040 |
Class
eg:y | | |
Total | 4053040 | 4053040 |
Total as
a % of
Total
Voting
rights | 23.44 | 23.44 |
No. Of Shares Underlying Outstanding convertible securities
(X) | | |
No. of Shares Underlying Outstanding Warrants (Xi) | | |
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a) | | |
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2) | 23.44 | 23.44 |
Number of Locked in shares
(XII) |
No.
(a) | | |
As a % of total Shares held
(b) | | |
Number of Shares pledged or otherwise encumbered
(XIII) |
No.
(a) | | |
As a % of total Shares held
(b) | | |
Number of equity shares held in dematerialized form
(XIV) | 4053040 | 4053040 |
Reason for not providing PAN |
Reason for not providing PAN | | |
Shareholder type | Promoter | |
Any Other (specify) |
Searial No. | 1 | |
Category | Bodies Corporate | |
| | |
Name
of the
Shareholders
(I) | Saraf Industries Limited | Click here to go back |
PAN
(II) | AALCS6540D | Total |
No.
of the
Shareholders
(I) | 1 | 1 |
No. of fully paid up equity shares held
(IV) | 7245945 | 7245945 |
No. Of Partly paid-up equity shares held
(V) | | |
No. Of shares underlying Depository Receipts
(VI) | | |
Total nos. shares
held
(VII) = (IV)+(V)+ (VI) | 7245945 | 7245945 |
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957)
(VIII)
As a % of (A+B+C2) | 41.9 | 41.9 |
Number of Voting Rights held in each class of securities
(IX) |
Class
eg:
X | 7245945 | 7245945 |
Class
eg:y | | |
Total | 7245945 | 7245945 |
Total as
a % of
Total
Voting
rights | 41.9 | 41.9 |
No. Of Shares Underlying Outstanding convertible securities
(X) | | |
No. of Shares Underlying Outstanding Warrants (Xi) | | |
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a) | | |
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2) | 41.9 | 41.9 |
Number of Locked in shares
(XII) |
No.
(a) | | |
As a % of total Shares held
(b) | | 0 |
Number of Shares pledged or otherwise encumbered
(XIII) |
No.
(a) | | |
As a % of total Shares held
(b) | | 0 |
Number of equity shares held in dematerialized form
(XIV) | 7245945 | 7245945 |
Reason for not providing PAN |
Reason for not providing PAN | | |
Shareholder type | Promoter | |
significant beneficial owners |
Sr. No. | Details of the SBO | Details of the registered owner | Details of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*: | Date of creation / acquisition of significant beneficial interest |
Name | PAN | Passport No. in case of a foreign national | Nationality | Nationality (Applicable in case of Any other is selected) | Name | PAN | Passport No. in case of a foreign national | Nationality | Nationality (Applicable in case of Any other is selected) | Whether by virtue of: |
Shares | Voting rights | Rights on distributable dividend or any other distribution | Exercise of control | Exercise of significant influence |
1 | Ratna Saraf | BKNPS0079K | | Hong Kong | | Saraf Industries Limited | AALCS6540D | | Mauritius | | 41.9 | | | No | No | 03-07-2023 |
Total: | 41.9 | 0 | 0 | |